一篇文章轻松搞定《合同保险英文》的写作。（精选5篇）

更新日期:2025-11-11 04:29

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Okay, here is an English essay discussing the key considerations when writing contract insurance clauses.
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"Key Considerations When Drafting Contract Insurance Clauses"
Contracts form the bedrock of commercial transactions and business relationships, providing a framework for agreed-upon terms and obligations. Among the most critical, yet often complex, elements integrated into these contracts are insurance clauses. These clauses dictate the insurance requirements, responsibilities, and liabilities of the parties involved. Drafting effective and robust insurance provisions is paramount to mitigate risks, ensure compliance, and protect the interests of all parties. Several key considerations must be addressed to achieve this goal.
"Firstly, clarity and specificity are paramount." Vague or ambiguous language in insurance clauses can lead to significant disputes and uncertainty. It is essential to define precisely what insurance is required, including the types of coverage (e.g., property, liability, professional indemnity, cyber insurance), the entities that must be insured (e.g., the contractor, the client, both), and the minimum required limits of indemnification. Specifying the insurance period – whether it covers the duration of the contract, the project lifespan, or a specific period post-conpletion – is also crucial. Ambiguity here can leave gaps in coverage or create conflicting obligations.
"Secondly, understanding the scope of coverage is vital." Parties must have a clear understanding of what each insurance policy covers and, conversely, what it excludes. Standard insurance policies often contain numerous exclusions related to acts of war

【合同知识扩展】Notwithstanding 在合同条款中的用法

【合同知识扩展】

Notwithstanding 在合同条款中的用法

在合同翻译，尤其是英译中时，经常可以见到”notwithstanding the foregoing“之类的句子，通常这类句子可以直接译为“尽管有上述规定”，翻译与although， though， even if使用并没有太大区别，基本上都可以翻译成“尽管…”， “即使…”，表示一种让步，但是它引导的并不是让步状语从句，后面接的内容应放在次要位置考虑。

例 Notwithstanding the foregoing, the buyer’s obligation to pay the purchase agreement price, or any other sums due under the purchase agreement, is ont so suspended.

尽管有前述规定，但买方支付采购订单价格的义务或其他到期款项并不因此推迟。也就是说，即使发生了不可抗力，买方照常付款，不得延迟。

例 Notwithstanding any other provision of the contract, if the contractor intends to claim any additional payment pursuant to any clause of these conditions or otherwise, he shall give notice to his intention to the engineer, with a copy to the employer, within 28days after the event giving rise to the claim has first arisen.

尽管本合同有其他任何规定，如果承包商根据本合同的任何条款或其他有关规定打算索取任何追加付款，他都应在引起索赔的事件第一次发生后28天内，将其索赔意向通知工程师，并将一份副本呈交业主。

在上面这句话，notwithstanding 后面紧跟any other provision of the contract，表明后面的内容应优先考虑。其他条款不得与其抵触。

例 Notwithstanding any other provisions of applicable laws, the parties agree that all taxes and duties payable arising from the transfer shall be borne by both the transferor and transferee in equal shares.

除相关法律其他规定外，协议双方同意，因转让发生的所有应纳税款应由双方均摊。

例Notwithstanding the provisions of Article 91 of these Regulations, when a business establishment in charge of consolidated tax filing fails to compute the taxable income of different business establishments appropriately on a separate basis, the local tax authorities may make reasonable apportionment of the taxable income among these business establishments, under their respective proportion of business income, costs and expenses, assets, the number of staff and workers, or the amount of wages.

虽有本细则第九十一条的规定，负责合并申报缴纳所得税的营业机构不能合理地分别计算各营业机构的应纳税所得额时，当地税务机关可以对应税所得总额，按照营业收入比例、成本和费用比例、资产比例、职工人数或者工资数额的比例，在各营业机构之间合理分配。

例If, notwithstanding Sub-Clause 65.1, any damage occurs to any bridge or road communicating with or on the routes to the site due to the transport of materials or plant, the Contractor shall notify the Engineer of the matter in question, with a copy to the Employer, as soon as he becomes aware of such damage or as soon as he receives any claim from the authority entitled to make such claim.

尽管有65.1款的规定，但如果发生因运输材料或设备而对通往现场或位于通往现场路线上任何桥梁或道路造成任何损害时，承包人在得知此类损害之后，或者收到有权提出此类索赔的机构的任何索赔要求之后，应立即通知工程师，并将一份副本呈交给业主。

例The Engineer shall, from time to time, have authority to issue instructions on the following matters that: 1) any works shall, in the opinion of the Engineer, be removed and re-executed, notwithstanding any previous test thereof or interim payment therefor, because the following items fail to meet the requirements and provisions of the Contract:

工程师有权随时对下列事项发出指示：1）尽管事先已对其进行过任何检验或临时付款，但对工程师认为任何工程因以下各项不符合合同规定的，均应拆除并重新施工：（1）材料、工程设备或工艺；或（2）由承包人设计或承包人对其负有责任的设计。

例 Notwithstanding any other provision of the Contract, if the Contractor intends to claim any additional payment pursuant to any Clause of these Conditions or other provisions, the Contractor in question shall, within 28 days after the event giving rise to the claim has first arisen, notify the Engineer of his intention, with a copy to the Employer.

尽管本合同有其它规定，如果承包人根据本合同的任何条款或其他有关规定打算索取任何追加付款的话，他都应在引起索赔的事件第一次发生后28天内，将其索赔意向通知工程师，并将一份副本呈交业主。

例The Works shall be measured net, notwithstanding any general or local custom, except where otherwise provided for in the contract.

无论通常的和当地的习惯如何，工程计量应该计量净值，但合同另有规定的除外。

例 Notwithstanding the provisions of this Clause or any other Clause of the Contract, no payment certificates shall be issued by the Engineer until the performance security is submitted by the Contractor under the Contract and approved by the Employer.

尽管有本条款或任何其它合同条款的规定，在承包人提交履约保证并经业主批准之前，工程师不对任何支付款额开具证书。

例 Notwithstanding the issue of the Defects Liability Certificate, the Contractor and the Employer shall remain liable for the fulfillment of any outstanding obligation incurred under the provisions of the Contract when the Defects Liability Certificate is issued. To determine the nature and extent of the obligations in question, the Contract shall be deemed to remain in force and be binding upon the parties thereto.

尽管颁发了缺陷责任证书，但承包人和业主仍应对在缺陷责任证书颁发时尚未履行的义务承担责任。为了确定任何此类义务的性质和范围，合同应被认为对合同双方仍然有效。

例Notwithstanding IB 6.2, the Owner reserves the right to accept or reject any Bid, and to annul the bidding process and to reject all Bids, at any time prior to the award of the Contract, without thereby incurring any liability to the affected Bidder or Bidders or any obligation to inform the affected Bidder or Bidders of grounds for its action.

尽管有IB6.2款的规定，业主在授予合同前，有保留授受或拒绝任何投标、废除投标程序、拒绝所有投标的权利，而且不承担由此而对投标人造成的不利条件的责任，同是也不承担通知受影响的投标人有关业主作出这一决定的原因的义务。

例If the Party A places an order within the time designated in this offer, the price for the goods will remain firm notwithstanding any variation in the costs of producing the goods.

如果甲方在要约指定的时间内发出订单，货物的价格保持不变，即使生产成本发生变化。

例 Notwithstanding any other provisions to the contrary herein, insurance coverage and limits shall be subject to approval of all the parties.

即使存在与合同相悖的规定，保险范围及责任限制应以各方当事人同意为准。

例The indemnity, release, holding harmless, defendance and protection obligations assumed in Article XX shall apply in respect of the full liability of the indemnify for claims, notwithstanding the indemnify may be entitled to contribution thereto from any other person and notwithstanding such liability may relate to negligence of a third party, provided that in such event the indemnifying party shall be fully subrogated to the rights of the indemnify against such third party.

条款中所规定的补偿、免责、免受损害，抗辩以及保护义务适用于向被补偿人主张的全部责任，即使被补偿人有向他人主张的权利，即使这种责任可能与第三方的过失有关，但是在此等情况下，补偿人取得被补偿人向第三方主张的全部权利。

例Notwithstanding the provisions of Article 91 of these Regulations, when a business establishment in charge of consolidated tax filing fails to compute the taxable income of different business establishments appropriately on a separate basis, the local tax authorities may make reasonable apportionment of the taxable income among these business establishments, under their respective proportion of business income, costs and expenses, assets, the number of staff and workers, or the amount of wages.

虽有本细则第九十一条的规定，负责合并申报缴纳所得税的营业机构不能合理地分别计算各营业机构的应纳税所得额时，当地税务机关可以对应税所得总额，按照营业收入比例、成本和费用比例、资产比例、职工人数或者工资数额的比例，在各营业机构之间合理分配。

例If, notwithstanding Sub-Clause 65.1, any damage occurs to any bridge or road communicating with or on the routes to the site due to the transport of materials or plant, the Contractor shall notify the Engineer of the matter in question, with a copy to the Employer, as soon as he becomes aware of such damage or as soon as he receives any claim from the authority entitled to make such claim.

尽管有65.1款的规定，但如果发生因运输材料或设备而对通往现场或位于通往现场路线上任何桥梁或道路造成任何损害时，承包人在得知此类损害之后，或者收到有权提出此类索赔的机构的任何索赔要求之后，应立即通知工程师，并将一份副本呈交给业主。

例 The Engineer shall, from time to time, have authority to issue instructions on the following matters that: 1) any works shall, in the opinion of the Engineer, be removed and re-executed, notwithstanding any previous test thereof or interim payment therefor, because the following items fail to meet the requirements and provisions of the Contract:

工程师有权随时对下列事项发出指示：1）尽管事先已对其进行过任何检验或临时付款，但对工程师认为任何工程因以下各项不符合合同规定的，均应拆除并重新施工：（1）材料、工程设备或工艺；或（2）由承包人设计或承包人对其负有责任的设计。

例Notwithstanding any other provision of the Contract, if the Contractor intends to claim any additional payment pursuant to any Clause of these Conditions or other provisions, the Contractor in question shall, within 28 days after the event giving rise to the claim has first arisen, notify the Engineer of his intention, with a copy to the Employer.

尽管本合同有其它规定，如果承包人根据本合同的任何条款或其他有关规定打算索取任何追加付款的话，他都应在引起索赔的事件第一次发生后28天内，将其索赔意向通知工程师，并将一份副本呈交业主。

美国证券法（中英文对照）

SECURITIES ACT OF 1933

美国证券法（中英文对照）



（《1933年证券法》至今修订了40多次，差不多两年就要修订一次，《1934年证券交易法》也一直在修订，两部法是美国联邦证券法体系中最重要的立法。）



学术交流请致 676012182@qq.com

中英文共计6.5万余字，word 文档。



部分章节示例如下：

(14) The term ‘‘separate account’’ means an account established and maintained by an insurance company pursuant to the laws of any State or territory of the United States, the District of Columbia, or of Canada or any province thereof, under which income, gains and losses, whether or not realized, from assets allocated to such account, are, in accordance with the applicable contract, credited to or charged against such account without regard to other income, gains, or losses of the insurance company.

“分立帐户”一词是指保险公司遵照合众国任一州或领地、哥伦比亚特区、或加拿大特区或加拿大特区任何者的账户根据法律规定：被列入这种帐户中的资产的收入、收益和亏

损，无论是否已实现，如符合适用的合同，应贷记该帐户或从该帐户支取，而不考虑该保险公司的其它收入、收益或亏损而设立和维持的帐户。



(15) The term ‘‘accredited investor’’ shall mean

(15) 术语“合格投资者”指



(i) a bank as defined in section 3(a)(2) whether acting in its inpidual or fiduciary capacity; an insurance company as defined in paragraph (13) of this subsection; an investment company registered under the Investment Company Act of 1940 or a business development company as defined in section 2(a)(48) of that Act; a Small Business Investment Company licensed by the Small Business Administration; or an employee benefit plan, including an inpidual retirement account, which is subject to the provisions of the Employee Retirement Income Security Act of 1974, if the investment decision is made by a plan fiduciary, as defined in section 3(21) of such Act, which is either a bank, insurance company, or registered investment adviser; or

(i) 具有《1933年证券法》第3(a)(2)条所定义之银行（无论以其自身身份或受托人身份行事）、本款第(13)项所定义之保险公司、根据《1940年投资公司法》注册的投资公司或该法第2(a)(48)条所定义之商业发展公司、经小企业管理局许可的小企业投资公司；或受《1974年员工退休收入保障法》条款约束的员工福利计划（包括个人退休账户），前提是该投资决策由该法第3(21)条所定义的计划受托人作出，且该受托人为银行、保险公司或注册投资顾问；或



(ii) any person who, on the basis of such factors as financial sophistication, net worth, knowledge, and experience in financial matters, or amount of assets under management qualifies as an accredited investor under rules and regulations which the Commission shall prescribe.

(ii) 任何基于财务成熟度、净资产、金融事务知识及经验或管理资产金额等因素，根据证券交易委员会（以下简称“证交会”）将制定的规则及条例符合合格投资者资格的人士。



(16) The terms ‘‘security future’’, ‘‘narrow-based security index’’, and ‘‘security futures product’’ have the same meanings as provided in section 3(a)(55) of the Securities Exchange Act of 1934.

(16) 术语“证券期货”、“窄基证券指数”及“证券期货产品”具有《1934年证券交易法》第3(a)(55)条所赋予的相同含义。



(b) CONSIDERATION OF PROMOTION OF EFFICIENCY, COMPETITION, AND CAPITAL FORMATION.

(b) 对提升效率、促进竞争及资本形成的考量。



Whenever pursuant to this title the Commission is engaged in rulemaking and is required to consider or determine whether an action is necessary or appropriate in the public interest, the Commission shall also consider, in addition to the protection of investors, whether the action will promote efficiency, competition, and capital formation.

凡根据本法进行规则制定，且需考虑或判定某项行动是否符合公共利益所必需或适当时，证交会除保护投资者外，还应考量该行动是否将提升效率、促进竞争及资本形成。



SEC. 2A. SWAP AGREEMENTS :

第2A条. 互换协议：



(a) NON-SECURITY-BASED SWAP AGREEMENTS.

(a) 非证券类互换协议。



The definition of ‘‘security’’ in section 2(a)(1) of this title does not include any nonsecurity-based swap agreement (as defined in section 206C of the Gramm-Leach-Bliley Act).

本法第2(a)(1)条中“证券”的定义不包括任何非证券类互换协议（定义见《格雷姆-里奇-比利雷法案》第206C条）。



(b) SECURITY-BASED SWAP AGREEMENTS.

(b) 证券类互换协议。



(1) The definition of ‘‘security’’ in section 2(a)(1) of this title does not include any security-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act).

(1) 本法第2(a)(1)条中“证券”的定义不包括任何证券类互换协议（定义见《格雷姆-里奇-比利雷法案》第206B条）。



(2) The Commission is prohibited from registering, or requiring, recommending, or suggesting, the registration under this title of any security-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act). If the Commission becomes aware that a registrant has filed a registration statement with respect to such a swap agreement, the Commission shall promptly so notify the registrant. Any such registration statement with respect to such a swap agreement shall be void and of no force or effect.

(2) 禁止证交会根据本法对任何证券类互换协议（定义见《格雷姆-里奇-比利雷法案》第206B条）进行注册，或要求、建议或提议进行此类注册。若证交会知悉注册人已就此类互换协议提交注册说明书，证交会应立即通知该注册人。任何涉及此类互换协议的注册说明书均属无效且不具任何效力。



(3) The Commission is prohibited from

(3) 禁止证交会



(A) promulgating, interpreting, or enforcing rules; or

(A) 颁布、解释或执行规则；或



(B) issuing orders of general applicability;

(B) 发布普遍适用性命令；



under this title in a manner that imposes or specifies reporting or recordkeeping requirements, procedures, or standards as prophylactic measures against fraud, manipulation, or insider trading with respect to any security-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act).

根据本法以对任何证券类互换协议（定义见《格雷姆-里奇-比利雷法案》第206B条）施加或规定报告或记录保存要求、程序或标准作为防范欺诈、操纵或内幕交易的预防措施。



(4) References in this title to the ‘‘purchase’’ or ‘‘sale’’ of a security-based swap agreement shall be deemed to mean the execution, termination (prior to its scheduled maturity date), assignment, exchange, or similar transfer or conveyance of, or extinguishing of rights or obligations under, a security-based swap agreement (as defined in section 206B of the GrammLeach-Bliley Act), as the context may require.

(4) 本法中提及证券类互换协议（定义见《格雷姆-里奇-比利雷法案》第206B条）的“购买”或“出售”，应视上下文需要，被视为意指该证券类互换协议的订立、终止（在其预定到期日之前）、转让、交换或类似的权利转移或让渡，或相关权利或义务的消灭。



SEC. 3.EXEMPTED SECURITIES

豁免证券



(a) Except as hereinafter expressly provided, the provisions of this title shall not apply to any of the following classes of securities:

第３节(ａ)除非此后有明确规定，本篇规定不适用于下述任何一类证券：



SEC. 4. EXEMPTED TRANSACTIONS

豁免交易



The provisions of section 5 shall not apply to

(1) transactions by any person other than an issuer, underwriter, or dealer.

(2) transactions by an issuer not involving any public offering.

第４节第５节中的规定不适用于

(１)发行人、包销商或交易商以外的任何人的交易。

(２)与公开发行无关的发行人的交易。



(3) transactions by a dealer (including an underwriter no longer acting as an underwriter in respect of the security involved in such transaction), except

(３)交易商(包括不再作为与该交易有关的证券的包销商的包销商)的交易，但不包括



(A) transactions taking place prior to the expiration of forty days after the first date upon which the security was bona fide offered to the public by the issuer or by or through an underwriter,

(Ａ)在由发行人或由或通过包销商以其真实价值向公众发行的第一天以后的四十天期满前

进行的交易。



(B) transactions in a security as to which a registration statement has been filed taking place prior to the expiration of forty days after the effective date of such registration statement or prior to the expiration of forty days after the first date upon which the security was bona fide offered to the public by the issuer or by or through an underwriter after such effective date, whichever is later (excluding in the computation of such forty days any time during which a stop order issued under section 8 is in effect as to the security), or such shorter period as the Commission may specify by rules and regulations or order, and

(Ｂ)在注册报告书生效日后四十天期满前或在该生效日后由发行人或由或通过包销商以其

真实价值向公众发行的第一天之后的四十天期满前进行的交易，以晚者为准(在计算该四十日时不包括根据对该证券有效的第８节发出的终止命令所占的时间)。或是在委员会根据条例、规则或命令规定的一个较短的时间内所进行的交易。



(C) transactions as to securities constituting the whole or a part of an unsold allotment to or subscription by such dealer as a participant in the distribution of such securities by the issuer or by or through an underwriter. With respect to transactions referred to in clause (B), if securities of the issuer have not previously been sold pursuant to an earlier effective registration statement the applicable period, instead of forty days, shall be ninety days, or such shorter period as the Commission may specify by rules and regulations or order.

(Ｃ)构成作为由发行人或由通过包销商进行证券分配的参与方的交易商的全部或部分未售

出份额或认购部分的证券的交易。

就在(Ｂ)款中涉及的交易而言，如果发行者的证券原先未曾遵照先前的有效的注册报告书来

出售，则适用期不是四十天，而应为九十天，或是委员会以条例和规则或命令形式规定的更短的期限。



(4) brokers’ transactions executed upon customers’ orders on any exchange or in the over-the-counter market but not the solicitation of such orders.

(４)经纪人根据客户的指令，但不是诱发的指令，在交易所或场外市场进行的交易。



(5)(A) Transactions involving offers or sales of one or more promissory notes directly secured by a first lien on a single parcel of real estate upon which is located a dwelling or other residential or commercial structure, and participation interests in such notes

(5)(A)交易涉及要约或出售一张或多张本票，直接由位于住宅或其他住宅或商业结构的单块房地产的第一留置权担保，以及该票据的参与权益



(i) where such securities are originated by a savings and loan association, savings bank, commercial bank, or similar banking institution which is supervised and examined by a Federal or State authority, and are offered and sold subject to the following conditions:

(ｉ)这里的证券是由储蓄放款协会、储蓄银行、商业银行或由联邦或州管理当局监督或检查

的类似银行机构创造的，并且是根据下述条件发行和出售的：



(a) the minimum aggregate sales price per purchaser shall not be less than $250,000;

(b) the purchaser shall pay cash either at the time of the sale or within sixty days thereof; and

(c) each purchaser shall buy for his own account only; or

(ａ)每一购买人的最低出售总价格不得低于２５万美元，

(ｂ)购买人应在出售时或在出售６０日内支付现金；此外，

(ｃ)购买人只能为自己购买；或者



SEC. 8A.CEASE-AND-DESIST PROCEEDINGS

法院对命令的复审



(a) COMMISSION'S AUTHORITY.

(a) 委员会权限



If the Commission finds, after notice and opportunity for hearing, that any person is violating, has violated, or is about to violate any provision of this title, or any rule or regulation thereunder, the Commission may publish its findings and enter an order requiring such person, and any other person that is, was, or would be a cause of the violation, due to an act or omission the person knew or should have known would contribute to such violation, to cease and desist from committing or causing such violation and any future violation of the same provision, rule, or regulation.

如委员会在发出通知并提供听证机会后，认定任何人正在违反、已经违反或将要违反本法任何条款或依据本法制定的任何规则或条例，委员会可公布其认定结果并签发命令，要求该人以及任何因某项作为或不作为（该人知道或理应知道该作为或不作为会促成该等违规行为）而正在导致、曾经导致或将会导致该违规行为的其他人员，停止并制止实施或导致该违规行为以及未来任何违反相同条款、规则或条例的行为。



Such order may, in addition to requiring a person to cease and desist from committing or causing a violation, require such person to comply, or to take steps to effect compliance, with such provision, rule, or regulation, upon such terms and conditions and within such time as the Commission may specify in such order.

除要求人员停止并制止实施或导致违规行为外，该命令还可要求该人员遵守该条款、规则或条例，或采取措施以实现对该条款、规则或条例的遵守，并须遵守委员会在该命令中可能规定的条款、条件及时间要求。



Any such order may, as the Commission deems appropriate, require future compliance or steps to effect future compliance, either permanently or for such period of time as the Commission may specify, with such provision, rule, or regulation with respect to any security, any issuer, or any other person.

任何该等命令均可，在委员会认为适当时，要求永久或在委员会可能规定的期限内，就任何证券、任何发行人或任何其他人员，遵守该条款、规则或条例，或采取措施以实现未来对该条款、规则或条例的遵守。



(b) HEARING.

(b) 听证会



The notice instituting proceedings pursuant to subsection (a) shall fix a hearing date not earlier than 30 days nor later than 60 days after service of the notice unless an earlier or a later date is set by the Commission with the consent of any respondent so served.

依据(a)款启动程序的该通知应确定听证日期，该日期不得早于通知送达后30天，亦不得晚于通知送达后60天，除非经该等被送达的答辩人同意，委员会另行确定了更早或更晚的日期。



(c) TEMPORARY ORDER.

(c) 临时命令



(1) IN GENERAL.

(1) 总则



Whenever the Commission determines that the alleged violation or threatened violation specified in the notice instituting proceedings pursuant to subsection (a), or the continuation thereof, is likely to result in significant dissipation or conversion of assets, significant harm to investors, or substantial harm to the public interest, including, but not limited to, losses to the Securities Investor Protection Corporation, prior to the completion of the proceedings, the Commission may enter a temporary order requiring the respondent to cease and desist from the violation or threatened violation and to take such action to prevent the violation or threatened violation and to prevent dissipation or conversion of assets, significant harm to investors, or substantial harm to the public interest as the Commission deems appropriate pending completion of such proceeding.

如委员会认定，依据(a)款启动程序的通知中所指称的违规行为或即将发生的违规行为或其持续，在程序完成之前可能导致资产重大耗散或转移、对投资者造成重大损害、或对公共利益造成实质性损害（包括但不限于对证券投资者保护公司造成的损失），则委员会可签发临时命令，要求答辩人停止并制止该违规行为或即将发生的违规行为，并采取委员会认为适当的行动，以防止该违规行为或即将发生的违规行为，并防止资产耗散或转移、对投资者造成重大损害或对公共利益造成实质性损害，直至该等程序完成。



Such an order shall be entered only after notice and opportunity for a hearing, unless the Commission determines that notice and hearing prior to entry would be impracticable or contrary to the public interest.

该等临时命令仅在发出通知并提供听证机会后方可签发，除非委员会认定在签发前发出通知并举行听证会不切实际或违背公共利益。



A temporary order shall become effective upon service upon the respondent and, unless set aside, limited, or suspended by the Commission or a court of competent jurisdiction, shall remain effective and enforceable pending the completion of the proceedings.

临时命令应于送达答辩人时生效，除非被委员会或具有管辖权的法院撤销、限制或中止，否则在程序待决期间应持续有效并可强制执行。



(2) APPLICABILITY.

(2) 适用范围



This subsection shall apply only to a respondent that acts, or, at the time of the alleged misconduct acted, as a broker, dealer, investment adviser, investment company, municipal securities dealer, government securities broker, government securities dealer, or transfer agent, or is, or was at the time of the alleged misconduct, an associated person of, or a person seeking to become associated with, any of the foregoing.

本款仅适用于担任或（在指称的不当行为发生时）曾担任经纪商、交易商、投资顾问、投资公司、市政证券交易商、政府证券经纪商、政府证券交易商或过户代理人的答辩人，或是或（在指称的不当行为发生时）曾是上述任何主体的关联人或寻求成为上述任何主体关联人的人员。



(d) REVIEW OF TEMPORARY ORDERS

(d) 临时命令的审查



(1) COMMISSION REVIEW.

(1) 委员会审查



At any time after the respondent has been served with a temporary cease-and-desist order pursuant to subsection (c), the respondent may apply to the Commission to have the order set aside, limited, or suspended.

答辩人在收到依据(c)款签发的临时制止令后的任何时间，均可向委员会申请撤销、限制或中止该命令。



If the respondent has been served with a temporary cease-and-desist order entered without a prior Commission hearing, the respondent may, within 10 days after the date on which the order was served, request a hearing on such application and the Commission shall hold a hearing and render a decision on such application at the earliest possible time.

如果答辩人收到的临时制止令是在委员会事先未举行听证会的情况下签发的，则答辩人可在该命令送达之日起10天内，请求就该申请举行听证会，委员会应尽快举行听证会并就该申请作出决定。



(2) JUDICIAL REVIEW.

(2) 司法审查



(A) Within 10 days after the date the respondent was served with a temporary cease-and-desist order entered with a prior Commission hearing, or

(A) 在收到经委员会事先听证后签发的临时制止令之日起10天内，或



(B) 10 days after the Commission renders a decision on an application and hearing under paragraph (1), with respect to any temporary cease-and-desist order entered without a prior Commission hearing,

(B) 对于在委员会事先未举行听证会的情况下签发的任何临时制止令，在委员会根据(1)段就申请和听证会作出决定后10天内，



the respondent may apply to the United States district court for the district in which the respondent resides or has its principal place of business, or for the District of Columbia, for an order setting aside, limiting, or suspending the effectiveness or enforcement of the order, and the court shall have jurisdiction to enter such an order.

答辩人可向其居住地或主要营业地所在的美国地区法院，或向哥伦比亚特区地区法院，申请撤销、限制或中止该命令的效力或执行，该法院应具有签发该等命令的管辖权。



A respondent served with a temporary cease-and-desist order entered without a prior Commission hearing may not apply to the court except after hearing and decision by the Commission on the respondent’s application under paragraph (1) of this subsection.



收到在委员会事先未举行听证会的情况下签发的临时制止令的答辩人，除非在委员会依据本款第(1)段就其申请举行听证并作出决定后，否则不得向法院提出申请。



(3) NO AUTOMATIC STAY OF TEMPORARY ORDER.

(3) 临时命令不自动中止



The commencement of proceedings under paragraph (2) of this subsection shall not, unless specifically ordered by the court, operate as a stay of the Commission’s order.

本款第(2)段程序的启动，除非法院特别命令，否则不构成对委员会命令的中止执行。



(4) EXCLUSIVE REVIEW.

(4) 排他性审查



Section 9(a) of this title shall not apply to a temporary order entered pursuant to this section.

本法第9(a)条不适用于依据本条签发的临时命令。



(e) AUTHORITY TO ENTER AN ORDER REQUIRING AN ACCOUNTING AND DISGORGEMENT.

(e) 签发要求记账和退缴的命令的权限



In any cease-and-desist proceeding under subsection (a), the Commission may enter an order requiring accounting and disgorgement, including reasonable interest.